| QUESTION | OPTIONS |
| Proceeds from Sales | - Hold in money market (if one is specified) or in a brokerage account (if no money market is specified, it will be in cash with no interest earned).
- Send by check to mailing address of account (remit proceeds). **Please note if this is chosen, all funds coming into an account will go right out, even checks.
- Delivery vs. Payment - no cash or positions held. Additional delivery instructions required. See Required Documents
|
| Security Purchase Stocks/Certs Choose One | - Hold in street name*
- Register certificates to account name and send to mailing address - additional fee applies.
- Delivery vs. Payment ( DVP) - provide delivery instructions
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| Dividend/Distribution Income Choose One. Does Not Apply to Alternative Products | - Handle all dividend and distribution like sales proceeds*. This option will follow the choice made in previous section.
- Reinvest mutual fund and equity dividends; handle all other distributions like sales proceeds.
- Reinvest mutual funds; handle all other distributions like sales proceeds.
- Reinvest equity dividends; handle all other distributions like sales proceeds
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| Pay all distributions in cash and send a check: | - Pay all distributions in cash and send a check ( Choose one):
- Weekly (every Friday)
- Twice a month ( Second and last Friday of the month)
- Monthly ( Last Friday of the month)
- Quarterly ( March, June, September and December - last Friday of the month)
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| Money Market | - Default assigned if left blank ( default is FDAXX for non-retirement, FDRXX for retirement)
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