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Client Binder
Client Binder
The client binder has two key purposes
- It is a visually organized display of all the digitally stored client paperwork that is submitted via the Berthel One Account Wizard. It is designed to organize and store your required Books and Records and client paperwork, meeting FINRA requirements for indexing, retrieval, and retention.
- The binder is also designed to store your manual uploads of client-related paperwork and information that you wish to store and share online in a secure, encrypted environment.
A list of document types stored in each binder is listed in this article.
Note:
Files submitted via the Account Wizard are automatically filed into the binder when the item has been approved by compliance.
Below is a diagram of the client binder. The binder uses a file tree structure similar to windows and other file storage systems. Use the + and – icons to the left of the tree to expand and collapse the various sections of the listing.
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